Integrated Risk Governance & Systems Architecture

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Integrated Risk Governance & Systems Architecture course provides financial professionals, CROs, board-level executives, and GRC architects with the critical frameworks, systems, and digital tools needed to design and operationalize an integrated risk governance program across complex financial institutions.

Participants will learn to build enterprise risk architectures that align with global standards including ISO 31000, COSO ERM, Basel II/III, and BCBS 239, while embedding real-time risk intelligence, systems interoperability, and audit-ready controls throughout the organization.

By mastering how to map risk appetite, develop automated risk registers, and deploy digital GRC systems across the Three Lines of Defense (3LoD), participants will be equipped to lead transformative risk governance programs and ensure future-proof compliance in a volatile regulatory environment.

This course is the highest-standard risk governance certification for corporate boards, executive leadership teams, and GRC architects overseeing multi-billion dollar institutions.

Categories Risks
Last Updated:July 5, 2025

Requirements

  • A minimum of 3 years of professional experience in one or more of the following: financial services, risk management, internal audit, compliance, or enterprise architecture.
  • Familiarity with basic risk concepts, internal control frameworks, and regulatory governance.
  • Working knowledge of Excel or Power BI, and optional experience with GRC platforms (e.g., MetricStream, Resolver, ServiceNow IRM) is beneficial but not required.
  • A strong command of professional English (B2 level or higher), especially in documentation, reporting, and stakeholder engagement contexts.

Target Audience

  • Chief Risk Officers (CROs)
  • Enterprise Risk Managers & Internal Auditors
  • GRC Technology Officers
  • Compliance Leads and Heads of Operational Risk
  • Board Members and Risk Committee Chairs
  • Financial Controllers & Group Risk Executives
  • Regulators and Supervisory Personnel

Material Includes

  • GRC & Audit: MetricStream, ServiceNow IRM, Resolver, Workiva
  • Data & Reporting: Tableau, Power BI, Python dashboards
  • Regulatory Compliance: BCBS 239, OSFI, ECB, BIS templates
  • Documentation Kits: Risk Register Builder, RCSA Heat Map Generator, Board Report Blueprints

What I will learn?

  • Design End-to-End Enterprise Risk Architectures using ISO 31000 and COSO frameworks.
  • Implement Governance Models across the 3LoD structure with board-aligned escalation protocols.
  • Automate RCSA (Risk Control Self-Assessments) with modern audit trail and dashboarding tools.
  • Comply with Global Standards like BCBS 239, OSFI E-21, ECB SREP, MAS TRM, and APRA CPS 220.
  • Integrate GRC Platforms (e.g., Riskonnect, MetricStream, Resolver) into operational risk workflows.
  • Visualize Risk Appetite and Tolerance via KRIs, heat maps, and real-time early warning indicators.
  • Consolidate Group-Level Risks across subsidiaries and legal entities with centralized oversight.
  • Link Risk Intelligence to Strategy, ESG exposures, and systemic threat analysis.
  • Build a Resilient Risk Culture using behavioral indicators and forward-looking scenario logic.
  • Prepare for Regulatory Reviews and Internal Audit using standardized templates and evidence packs.

Curriculum

Principles of Enterprise Risk Architecture
Mapping strategic, financial, operational, compliance, and reputational risks Framework alignment: ISO 31000, COSO ERM, Basel II/III Pillar 2 Risk taxonomy development and risk appetite statement design

Governance Models and the Three Lines of Defense (3LoD)
Risk ownership, control, and assurance Role clarity across business units, risk functions, and internal audit Governance committee structures and escalation pathways

Risk Control Self-Assessment (RCSA) and Control Testing
Design and scoring of RCSA frameworks Control mapping and material risk indicator thresholds Integration with audit and compliance functions

Risk Appetite, Tolerance, and Escalation Mechanisms
Developing quantitative and qualitative risk limits Scenario-based tolerance testing Dashboard design for board-level visibility

Risk Data Governance and Aggregation (BCBS 239 Compliance)
Risk data architecture and lineage Aggregation principles for regulatory reporting Tools for integrated risk data lakes and metadata tagging

GRC Platforms and Risk Technology Integration
Vendor review: Riskonnect, MetricStream, Archer, Resolver API integration with finance, audit, HR, compliance, and IT Digital risk registers and workflow automation

Risk Governance in Group and Subsidiary Structures
Multi-entity risk consolidation and reporting Legal entity risk oversight (LEO) and functional risk mapping Regulatory expectations under OSFI, ECB SREP, APRA CPS 220

Emerging Risk and Systemic Shock Governance
Foresight integration and emerging risk registers Contagion modeling and systemic feedback loops Pre-mortem analysis and strategic risk horizon mapping

Board Reporting and Risk Culture Metrics
Designing executive dashboards and board risk reports Measuring risk awareness, ethics, and behavior Key Risk Indicators (KRIs) and early warning indicators

Regulatory Expectations and Global Convergence
Comparative regulatory landscapes (SEC, PRA, MAS, EBA, OSFI) Coordinated risk governance in cross-border groups Documentation and audit readiness under global standards

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