Skip to content

GCRI · Sociedad y desarrollo humano

Ética de la investigación inclusiva

Research with people, especially those affected by crises, poverty or discrimination, raises questions of consent, harm, power and benefit. Inclusive research ethics asks that participants be respected and protected, that communities share in shaping and benefiting from research, and that data be governed responsibly. This page sets out the principles and practices involved, how they are assessed, and what evidence serves researchers, ethics committees and funders.

01Registro

Inclusive research ethics on the record.

02La pregunta

Inclusive research ethics: how the risk develops.

Participation, consent and local knowledge. The dossier below sets out how the risk develops, what is measured, where the data come from, how it is modelled and who decides.

Mecanismo

Consent must be informed and free

Participants need to understand what research involves and be free to refuse. Crises, dependence on aid and power differences can undermine free consent.

Mecanismo

Harms can follow research

Data can be used to identify, stigmatise or target people. Protecting confidentiality and minimising data collection reduce these risks.

Mecanismo

Communities should shape research

Research designed with communities is more relevant and more likely to benefit them, and helps correct imbalances between researchers and participants.

Mecanismo

Benefits should be shared

Results, data and capacity should return to the communities and countries where research takes place.

03Métodos y evidencia

How inclusive research ethics is modelled, measured and tested.

El modelo, sus supuestos, sus datos y su incertidumbre, en la forma en que un científico o un ingeniero los comprobaría. Las estructuras siguen métodos publicados. Los valores representados son ilustrativos, no hallazgos.

Modelo de sistema

The couplings between the systems in inclusive research ethics: signs of influence, a reinforcing and a balancing loop, and cross-links where stress jumps.

++−+SociedadInformaciónComunidadesEconomíaR de refuerzoB equilibrio
Causal loop diagram from the page’s systems; signs show the direction of influence. Illustrative structure for a system dynamics or network model, not estimated couplings.
Principios rectores FAIR · GO FAIR y FORCE11W3C PROV · World Wide Web ConsortiumOrientación para un tratamiento coherente de las incertidumbres · IPCCCEOS Analysis Ready Data · Comité sobre Satélites de Observación de la Tierra
04En todos los dominios

Ethics govern research with people in every domain.

05Indicadores

Qué se mide y con qué calidad.

Cada indicador lleva su unidad, su periodicidad, el tipo de fuente que lo respalda y la etiqueta de evidencia que llevaría un valor. No se muestran valores: un programa los aporta bajo su propia autoridad.

IndicadorUnidadCadenciaTipo de fuenteEtiqueta
Studies with ethics reviewpercent of published studies reporting approvalpor revisiónPublication auditsOBSERVADO
Research with community engagement documentedpercent of projectspor revisiónProject recordsDECLARADO
Local researchers in authorshipshare of authors from study countriespor revisiónBibliometric analysisOBSERVADO
Data management plans with protection measurespercent of funded projectspor revisiónFunder recordsDECLARADO
Results returned to participants or communitiespercent of projectspor revisiónProject recordsDECLARADO
Ethics committees with capacity for social researchrecuentopor evaluaciónInstitutional recordsNOTIFICADO
06Fuentes

De dónde procede la evidencia.

Conjuntos de datos públicos y registros institucionales identificados, cada uno con su tipo de licencia. Las fuentes obtenidas por acuerdo solo se utilizan conforme a sus condiciones y nunca se republican.

FuenteLo que aportaTipo de licencia
CIOMS International Ethical Guidelines for Health-related Research Involving HumansEthical guidance for research in diverse settingsPublic, CIOMS terms
Global Code of Conduct for Research in Resource-Poor SettingsPrinciples of fairness, respect, care and honestyPublic, terms to check
Recomendación de la UNESCO sobre la ciencia abiertaPrinciples on inclusion and equity in sciencePublic, UNESCO terms
Principios CARE para la gobernanza de datos indígenasCollective rights in dataPublic, GIDA terms
Bibliometric databases such as OpenAlexAuthorship and collaboration patternsAbierta, CC0
07Decisiones

Quién decide y a qué sirve la evidencia.

Society and Human Development prepares evidence. The decisions below are taken by the authorities named, under their own rules, and never by the platform.

Quién decideLa preguntaEvidencia a la que sirve esta página
Ethics committeesWhether research is ethical and how to monitor itChecklists; protection plans
Researchers and research teamsHow to design inclusive and protective researchEngagement and benefit-sharing guides
FundersWhat ethics and equity conditions to setAudit evidence

Productos que genera este tema

  • Ethics review checklists for research in crises
  • Community engagement and benefit-sharing guides
  • Data protection plans for research with vulnerable groups
  • Audits of authorship and benefit sharing
08Cuestiones centrales

Las preguntas que se plantean los expertos.

  • Who defines the research question, and do affected people have a voice in it?
  • Is consent truly informed and voluntary, especially in crises and unequal relationships?
  • How is local and Indigenous knowledge recognised, credited and protected?
  • What data are collected, who controls them and how could they cause harm?
  • What do participants and communities receive from the research?
09Mecanismos

Principles in practice.

Ethical research begins with respect for persons, beneficence and justice, principles long established in research ethics, applied with care to settings of crisis and inequality. Consent must be informed, voluntary and ongoing, which is difficult when people depend on assistance or fear consequences. Research should minimise burden, avoid repeated assessment of the same communities and stop when risks outweigh benefits.

Participation ranges from consultation to co-design and community-led research. Indigenous data sovereignty principles assert the rights of Indigenous peoples to govern data about them. Local knowledge of hazards, ecosystems and coping often precedes and complements scientific data, and should be credited and used only with permission. Data protection, including minimisation, anonymisation and secure storage, protects participants from identification and misuse.

Crisis settings add specific duties. Researchers must avoid diverting resources from response, coordinate to prevent over-assessment, protect staff and participants, and recognise that people in distress may agree to take part because they hope for assistance. Clear explanation that research is separate from aid is part of valid consent.

10Métodos y datos

Methods and safeguards.

Revisión

Ethical review

Independent review of protocols before research starts, with attention to risk and consent.

Participación

Co-design

Communities shape questions, methods and interpretation.

Datos

Protection by design

Collect only what is needed, protect identities and agree retention and use.

Limits: ethical review cannot anticipate every situation, power imbalances persist even with good procedures, and anonymisation can fail when small groups or locations are described.

11Métodos

Cómo se estudia y lo que los métodos no pueden decir.

12Where this page’s references

Where this page’s references lead.

Los organismos y documentos con los que se lee esta página. El estado y las ediciones cambian; cada enlace lleva al organismo emisor.

13Preguntas

Preguntas y respuestas.

What is informed consent?
Agreement to take part in research given freely by a person who understands its purpose, procedures, risks, benefits and their right to withdraw.
What is benefit sharing in research?
Arrangements that return results, data, capacity or other benefits to the participants, communities and countries where research takes place.
Why is research in crises ethically sensitive?
Because people may be distressed, dependent on aid or at risk, which can undermine free consent and raise the harm of data misuse.
Can participants withdraw?
Yes. Participants can withdraw at any time, and their data are handled as the consent terms provide.
Who owns community knowledge?
The communities that hold it. It is used only with permission and credited as they agree.
How do I report an ethical concern?
Write to the safeguarding address above. Concerns are reviewed by people independent of the research team.
serie ReportsContribuir

Aporte evidencia desde esta página.

serie Reports is the Consortium’s quarterly publication. What you know about this subject can become evidence, a case or a correction in the next edition, credited to you and published under CC BY 4.0 where it is your own work.

GCRISociedad y desarrollo humanoRiesgo y Resiliencia de los Sistemas NacionalesNota de evidencia
Sociedad y desarrollo humano

Aporte un método, un conjunto de datos o una pregunta.

La información y las consultas están abiertas hoy. Una consulta recibe una referencia e indica el siguiente paso; las solicitudes, pagos, asignaciones de cómputo y registros solo se abren cuando existen su equipo, sus condiciones y la capacidad de revisión.