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GCRI · Cities and Built Environment

Informal settlements

Informal settlements are home to a large share of urban residents in many countries. They are built outside formal planning and titling, often on land others left because it floods, slides or lies beside hazards, and they frequently lack water, sanitation and drainage. This page sets out how informal settlements form and how risk concentrates in them, how they are mapped with residents, and what evidence serves the governments and community organisations that work to upgrade them.

01Register

Informal settlements on the record.

02The question

Informal settlements: how the risk develops.

Service access, exposure and inclusion. The dossier below sets out how the risk develops, what is measured, where the data come from, how it is modelled and who decides.

Mechanism

Settlement fills the gaps

When formal housing and land are unaffordable or unavailable, people build on land that is left over: riverbanks, slopes, railway edges and wetlands. Location brings hazard.

Mechanism

Services arrive late or not at all

Without recognised tenure, utilities and governments often do not extend water, sanitation, drainage or waste collection, which raises health and flood risk.

Mechanism

Construction is incremental

Homes are built and extended step by step with available materials and labour. Structures can be vulnerable to fire, earthquakes and storms, though many residents invest heavily in them.

Mechanism

Communities organise their own resilience

Savings groups, community federations and local leaders map settlements, negotiate with authorities and act in emergencies. Upgrading works best when residents lead.

03Geography

Urban signals in India.

Population density, night lights and daytime surface heat over India, from NASA GIBS. Each layer carries its own date.

The interactive map needs JavaScript; the layer list and sources are below.

Layers 3

Urban signals, for this page

About this layer
Evidence
Estimated
Source
Gridded Population of the World v4.11 (NASA SEDAC (CIESIN, Columbia University))
Provider
NASA SEDAC (CIESIN, Columbia University)
Licence
CC BY 4.0
Vintage
null; Census-based estimate, static (2020)
Resolution
about 1 km grid
Uncertainty
Census-based estimate of people per square kilometre in 2020, shown as exposure context; not a count of people affected by any hazard.
Reached through
gibs.earthdata.nasa.gov, only after you allow the live map
About this layer
Evidence
Observed
Source
VIIRS Black Marble (VNP46A2) (NASA LAADS DAAC)
Provider
NASA LAADS DAAC
Licence
NASA open data
Vintage
daily; Satellite radiance, corrected for moonlight and atmosphere
Newest at build
2026-10-12
Resolution
about 500 m grid
Uncertainty
Satellite night-time radiance for the date shown; lights are a proxy for electricity use and outages, not a measurement of supply or access.
Reached through
gibs.earthdata.nasa.gov, only after you allow the live map
About this layer
Evidence
Observed (persistent cloud still leaves gaps)
Source
VIIRS NOAA-20 Level 3, 8-day (NASA LANCE)
Provider
NASA LANCE
Licence
NASA open data
Vintage
8-day; Satellite 8-day composite; persistent cloud still leaves gaps
Newest at build
2026-09-14
Resolution
about 1 km grid
Uncertainty
Satellite skin temperature of the ground over the 8 days ending on the date shown, a heat exposure indicator; not air temperature, heat index or a heat warning.
Reached through
gibs.earthdata.nasa.gov, only after you allow the live map
About this layer
Evidence
Observed
Source
VIIRS NOAA-20 corrected reflectance (NASA LANCE)
Provider
NASA LANCE
Licence
NASA open data
Vintage
daily; Satellite image
Newest at build
2026-10-14
Resolution
about 250 m grid
Uncertainty
Satellite image. Satellite or model raster as the provider publishes it. Clouds, swath gaps and retrieval error leave gaps and noise; values are indicators, not measurements at a place.
Reached through
gibs.earthdata.nasa.gov, only after you allow the live map
About this layer
Evidence
Modelled (latest year GIBS publishes)
Source
MODIS Terra and Aqua land cover (MCD12Q1) (NASA LP DAAC)
Provider
NASA LP DAAC
Licence
NASA open data
Vintage
yearly; Satellite classification; latest year GIBS publishes
Newest at build
2024-01-01
Resolution
about 500 m grid
Uncertainty
Satellite land cover classes for the year shown, including croplands; a classification with known errors, not a farm register.
Reached through
gibs.earthdata.nasa.gov, only after you allow the live map
About this layer
Evidence
Observed (clouds leave gaps)
Source
OMI Aura (NASA GES DISC)
Provider
NASA GES DISC
Licence
NASA open data
Vintage
daily; Satellite retrieval; clouds leave gaps
Newest at build
2026-10-10
Resolution
about 2 km grid
Uncertainty
Satellite column of nitrogen dioxide in the lower atmosphere on the day shown, mostly from combustion; not a ground-level concentration or a health warning.
Reached through
gibs.earthdata.nasa.gov, only after you allow the live map

Latest available

NASA GIBS / EOSDIS · ASTER GDEM (METI, NASA) · Blue Marble (NASA) · © OpenStreetMap contributors (ODbL) · Natural Earth

Loading the latest NASA imagery.

Drag to move. Ctrl or ⌘ and scroll, pinch or the buttons to zoom; hover for the values under the pointer; reset returns to the region.

Urban signals, framed on India.Satellite and model products as NASA publishes them, each with its own date. They are indicators, not assessments of any place.

Data: NASA GIBS · ASTER GDEM · Blue Marble · © OpenStreetMap contributors · Natural Earth · NASA EONET · U.S. Geological Survey · NASA JPL OPERA DIST-ALERTSources and licences

  • We acknowledge the use of imagery provided by services from NASA’s Global Imagery Browse Services (GIBS), part of NASA’s Earth Science Data and Information System (ESDIS). Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • We acknowledge the use of imagery provided by services from NASA’s Global Imagery Browse Services (GIBS), part of NASA’s Earth Science Data and Information System (ESDIS). Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • Center for International Earth Science Information Network (CIESIN), Columbia University. 2018. Gridded Population of the World, Version 4 (GPWv4): Population Density, Revision 11. NASA Socioeconomic Data and Applications Center (SEDAC). Licensed under CC BY 4.0. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). doi:10.7927/H49C6VHW. CC BY 4.0
  • VIIRS Black Marble night-time lights, NASA Goddard Space Flight Center; distributed by the NASA Level-1 and Atmosphere Archive and Distribution System (LAADS DAAC); imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • VIIRS near-real-time products (flood, land surface temperature, snow cover, corrected reflectance), NASA LANCE; imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • MODIS land products (vegetation indices, gross primary production, land cover), NASA LP DAAC and LANCE; imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • OMI nitrogen dioxide (Aura) and OMPS aerosol index (Suomi NPP), NASA; distributed by the NASA GES DISC; imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • ASTER GDEM is a product of METI and NASA (ASTER Global Digital Elevation Model V003, NASA LP DAAC); imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). Cite as: NASA/METI/AIST/Japan Spacesystems and U.S./Japan ASTER Science Team (2019). ASTER Global Digital Elevation Model V003. doi:10.5067/ASTER/ASTGTM.003. NASA open data
  • Made with Natural Earth. Free vector and raster map data @ naturalearthdata.com. Public domain
  • © OpenStreetMap contributors (ODbL), via NASA GIBS (coastlines, boundaries, roads and place names). Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). ODbL
  • Blue Marble, NASA Earth Observatory; imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • Context on the globe and flat map: coastlines, boundaries, roads and place names from NASA GIBS reference layers (OpenStreetMap data, ODbL, © OpenStreetMap contributors); Blue Marble imagery as an optional base; 3D terrain and the elevation read-out from the ASTER GDEM elevation colour index (5 m to 200 m classes, exaggerated for legibility). Boundaries are drawn as published and imply no position on any territory.
  • Live events: NASA Earth Observatory Natural Event Tracker (EONET); events are indicative and keep their original source links.
  • Live: NASA EONET Events are indicative, not authority warnings.
  • Live: U.S. Geological Survey Events are indicative, not authority warnings.
  • Observed (EO): NASA JPL OPERA DIST-ALERT (contains modified Copernicus Sentinel data 2026). We acknowledge the use of imagery provided by services from NASA’s Global Imagery Browse Services (GIBS), part of NASA’s Earth Science Data and Information System (ESDIS).
  • NASA GIBS: We acknowledge the use of imagery provided by services from NASA’s Global Imagery Browse Services (GIBS), part of NASA’s Earth Science Data and Information System (ESDIS).
  • Air quality forecast, 5 days, PM2.5 (CAMS via Open-Meteo): Contains modified Copernicus Atmosphere Monitoring Service information 2026.
  • Past year, daily temperature and sunshine (NASA POWER): These data were obtained from the NASA Langley Research Center (LaRC) POWER Project funded through the NASA Earth Science/Applied Science Program..
  • Weather data by Open-Meteo.com (https://open-meteo.com/), licensed under CC BY 4.0 (https://creativecommons.org/licenses/by/4.0/).
  • Optional layers (16 sources in the layer list: live, forecast, observed and context) print their provider credit on the map and here when switched on; forecasts are model output and derived indices are estimates.

Layers and dates

  • Population density, 2020: Population: CIESIN, Columbia University, Gridded Population of the World v4.11 (2018), NASA SEDAC, CC BY 4.0 · static
  • Night-time lights, daily: VIIRS Black Marble (VNP46A2), NASA LAADS DAAC · 12 Oct 2026
  • Land surface temperature, day, 8-day composite: VIIRS NOAA-20 Level 3, 8-day, NASA LANCE · 14 Sep 2026
  • True colour: VIIRS NOAA-20 corrected reflectance, NASA LANCE · 13 Oct 2026
  • Land cover type (IGBP), yearly: MODIS Terra and Aqua land cover (MCD12Q1), NASA LP DAAC · 2024
  • Nitrogen dioxide, lower atmosphere column: OMI Aura, NASA GES DISC · 10 Oct 2026

04Across the domains

Informal settlements face every domain’s risks at once.

Settlement evidence is designed for the Evidence Brief series, with residents involved in collecting it. SDG indicator 11.1.1 tracks the urban population in slums and informal settlements.

  • Community-led enumerations shared with consent.
  • Upgrading evaluations.
05Monitor

Asset register with hazard overlay.

The screen a team would use to follow this subject: its measures, states and decisions. Names are examples and values are illustrative.

Asset register with hazard overlay

Informal settlements · Riverside ward · Flood 1-in-100 overlay

12 public assets exposedGCRI · Cities and Built Environment

Hazard overlay

flood scenario on asset register

RiverFlood extentExposed asset

Exposed assets

H-01Clinic0.8
S-07School0.6
E-03Substation1.5
W-02Pump station0.7

Adaptation options

Raise substation E-031MediumService continuityDesign
Retention park upstream10HighHeat, recreationFeasibility
Flood-proof clinic H-011LowHealth accessFunded
Asset register with hazard overlay: the screen’s structure, terms and states for Informal settlements.Example names and illustrative values; a design, not a record or a live system.
06Indicators

What is measured, and how well.

Each indicator carries its unit, its cadence, the kind of source behind it and the evidence label a value would carry. No values are shown: a programme supplies them under its own authority.

IndicatorUnitCadenceSource typeLabel
Urban population in slums or informal settlementspercent of urban populationper surveySDG indicator 11.1.1ESTIMATED
Households with basic water and sanitationpercent of householdsper surveyHousehold surveys and community enumerationsREPORTED
Informal settlements in hazard zonescount and areaper assessmentSettlement maps overlaid on hazard mapsESTIMATED
Settlements with community-led profilescountper assessmentCommunity enumeration recordsREPORTED
Evictionscount of households evictedannualMonitoring by civil society and authoritiesREPORTED
Households in upgrading programmescountannualProgramme recordsREPORTED
07Twin and cascade simulator

Model informal settlements as a system. Run the cascade.

Assembled from the Nexus Standards area profile Cities and the built environment: the hazards it names, the systems and sectors that carry the loss, the controls that dampen it and the data that observe it. Choose the components, pick an initiating hazard and step through the cascade. The Map view places the run on an example geography with open data. Every coupling weight is a stated assumption you can change. A teaching model, not a forecast, an assessment or a certification. To model a place of your own choosing, open the full System Builder.

Hazards

  • Ice-jam flood
  • Earthquake
  • Dam failure
  • Aftershock sequence (set off downstream)
  • Fault surface rupture (set off downstream)
  • Soil liquefaction (set off downstream)
  • Slope slide (set off downstream)
  • Rockfall (set off downstream)
  • Tsunami (set off downstream)
  • Building collapse (set off downstream)
  • Widespread power outage (set off downstream)
  • Water supply failure (set off downstream)
  • Mass displacement (set off downstream)
  • Disaster and conflict debris (set off downstream)
  • River flood (set off downstream)
  • Flash flood (set off downstream)
  • Turbidity current (set off downstream)
  • Seismically and structurally vulnerable stock (set off downstream)

Controls

  • NS-0 Constitution and principles
  • NS-3 Risk record UNIs (grammar, legacy crosswalk, allocation authority)
  • NS-5 Figure, map and visualisation standard (with the UI/UX kit)
  • NS-9 Contextual UNIs (deployments, instances, programme instances)
  • NS-10 Policies and clauses (machine-readable obligations: definition, binding, evaluation and enforcement)
  • NS-11 Verification and monitoring (evidence, attestations, zero-trust conformance observation)
  • NRS-X5 Cities and built environment risk
  • NRS-H91 Hazard family: Urban and building-stock stress (NHS-1 infra.urban)
  • NRS-H113 Hazard family: Financial-system fragility (NHS-1 soc.financial-system)
  • NRS-K7 Domain pack profile: Cities urban (DOMAIN-007)
  • NRS-H31 Hazard family: Persistent and bioaccumulative substances (NHS-1 poll.persistent)
  • NRS-H34 Hazard family: Waste and residue failures (NHS-1 poll.waste)

Observation

  • Global Human Settlement Layer (listed for reference)
  • WorldPop gridded population (listed for reference)
  • Overture Maps buildings theme (listed for reference)
  • OpenStreetMap (listed for reference)
  • World Development Indicators (listed for reference)
  • Direct economic loss in relation to global GDP, damage to critical infrastructure and number of disruptions to basic services, attributed to disasters
  • Proportion of local governments that adopt and implement local disaster risk reduction strategies in line with national strategies
  • Proportion of urban population living in slums, informal settlements or inadequate housing
  • Percentage of local governments that adopt and implement local disaster risk reduction strategies in line with national strategies

Example geography

  • India: 65 hexagonal cells
  • Surface water through cloud, 30 m (OPERA DSWx-S1 radar), NASA GIBS
  • Rain rate, last half hour (IMERG), NASA GIBS
  • Night lights tonight, outages (VIIRS Day/Night Band), NASA GIBS
  • Surface soil moisture (SMAP), NASA GIBS
08Sources

Where the evidence comes from.

Named public datasets and institutional records, each with its licence class. Sources by agreement are used only under their terms and never republished.

SourceWhat it givesLicence class
UN-Habitat SDG 11.1.1 dataShare of urban population in slums, informal settlements or inadequate housingPublic, UN-Habitat terms (to check)
Slum Dwellers International Know Your City profilesCommunity-collected settlement profilesPublic summaries, terms to check
Open machine-learned building footprint datasetsBuilding outlines derived from satellite imagery where cadastral data are missingOpen, CC BY 4.0 or ODbL depending on the release
Demographic and Health Surveys and Multiple Indicator Cluster SurveysHousehold services and dwelling characteristicsFree with registration, survey terms
OpenStreetMap community mappingStreets, buildings and services mapped with residentsOpen, ODbL
09Methods and evidence

How informal settlements is modelled, measured and tested.

The model, its assumptions, its data and its uncertainty, in the form a scientist or engineer would check. Structures follow published methods. The values drawn are illustrative, not findings.

System model

The couplings between the systems in informal settlements: signs of influence, a reinforcing and a balancing loop, and cross-links where stress jumps.

++−++CitiesCritical infrastructureSocietyCommunitiesEconomyR reinforcingB balancing
Causal loop diagram from the page’s systems; signs show the direction of influence. Illustrative structure for a system dynamics or network model, not estimated couplings.
FAIR guiding principles · GO FAIR and FORCE11W3C PROV · World Wide Web ConsortiumGuidance on consistent treatment of uncertainties · IPCCCEOS Analysis Ready Data · Committee on Earth Observation Satellites
10Decisions

Who decides, and what the evidence serves.

Cities and Built Environment prepares evidence. The decisions below are taken by the authorities named, under their own rules, and never by the platform.

Who decidesThe questionEvidence this page serves
City governmentsWhich settlements to upgrade and how to secure tenureService gap and hazard analyses; community profiles
National housing and land ministriesHow to recognise tenure and fund upgradingSDG 11.1.1 evidence; programme results
Community federations and organisationsWhat to prioritise in negotiations with authoritiesCommunity-led profiles and maps

Outputs this topic produces

  • Settlement maps produced with residents and their consent
  • Hazard and service gap analyses for upgrading
  • Housing safety guidance suited to incremental construction
  • Case studies of community-led upgrading
11Core questions

What experts ask.

  1. 01

    What services do residents have?

    Access to water, sanitation, drainage, electricity, waste collection and transport, and its reliability and cost.

  2. 02

    Why are these settlements exposed?

    How land markets and exclusion push settlement onto floodplains, slopes and waste sites.

  3. 03

    What upgrading works?

    Evidence on in-situ upgrading, tenure security and relocation, and their effects on residents.

  4. 04

    How are residents counted?

    How settlements are mapped and enumerated, and who controls that data.

12Mechanisms

What drives the risk.

Informality is a response to unaffordable formal housing and slow land administration. People build where they can, and services follow late or not at all. Lack of tenure security discourages investment in safer construction.

Exposure is compounded. Poor drainage turns rainfall into flooding; dense construction with combustible materials spreads fire; lack of sanitation spreads disease. Residents often pay more per unit of water or power through informal providers.

Eviction and relocation carry their own risks. Moving people away from livelihoods and social networks can increase vulnerability even when the new site is less exposed.

Strengths are often overlooked. Dense social networks, savings groups and local builders are resources for preparedness and recovery, and upgrading that works with them tends to last longer than programmes designed from outside.

13Methods and limits

How evidence is gathered, and where it stops.

Method or dataWhat it showsIts limit
Community enumerationHouseholds, tenure and services, gathered by residentsRequires trust, consent and time
High-resolution imagerySettlement extent and densityCannot show tenure, services or people
Household surveysService access and costUnder-sampling of unregistered households
Participatory risk mappingLocal hazard knowledgeData protection is essential
15Where this page’s references

Where this page’s references lead.

The bodies and documents this page is read against. Status and editions change; each link goes to the issuing body.

16Questions

Questions and answers.

What is an informal settlement?
A residential area where inhabitants lack security of tenure and the housing often lacks basic services and does not comply with planning and building regulations, in UN-Habitat usage.
What is slum upgrading?
Improving existing informal settlements in place, through tenure security, water, sanitation, drainage, roads and housing improvements, ideally led with residents.
Why involve residents in mapping?
Because residents know their settlements best, community data support their negotiations with authorities, and consent protects them from misuse of the information.
Does mapping informal settlements put residents at risk?
It can, if data is used for eviction. Research follows consent and data-protection protocols, and residents decide what is shared.
Is relocation recommended for exposed settlements?
The platform makes no recommendation for any settlement. It publishes evidence on the outcomes of upgrading and relocation.
Why call it informal rather than illegal?
Because informality describes a relationship with planning and tenure systems, often caused by them, not the character of residents.
ReportsContribute

Contribute evidence from this page.

Reports is the Consortium’s quarterly publication. What you know about this subject can become evidence, a case or a correction in the next edition, credited to you and published under CC BY 4.0 where it is your own work.

GCRICities and Built EnvironmentGlobal Sector Risk and ResilienceEvidence Brief
Cities and Built Environment

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