GCRI · Registry

Participation records

Participation records name the people and organisations involved in a programme or a work: contributors, participants, partners and reviewers. They carry recognition, but also obligations, because naming someone discloses something about them. This page sets out how consent is recorded and honoured, how contributions are credited with standard roles and identifiers, how programme boundaries are stated, and what happens when consent is withdrawn or attribution is disputed.

02The question

Participation records: how the risk develops.

Consent, recognition and programme boundaries. The dossier below sets out how the risk develops, what is measured, where the data come from, how it is modelled and who decides.

Mechanism

Consent scope creep

Consent is given for one purpose, such as listing in a programme, and the record is later reused for another, such as publicity, analytics or a partner directory. Without the scope recorded beside the name, reuse quietly exceeds what the person agreed to.

Mechanism

Identity collision

Two contributors with similar names are merged, or one person appears as several. Credit goes to the wrong person, a withdrawal request misses some records, and a disclosure meant for one person reaches another.

Mechanism

Boundary blur

A partner named in one project is listed as a member of the whole programme, or an adviser appears as an endorser. Readers infer affiliation, endorsement or responsibility that no one agreed to.

Mechanism

Withdrawal does not propagate

A person withdraws consent and the primary record is updated, but exports, caches, partner copies and search indexes still carry the name. The harm the withdrawal was meant to prevent continues downstream.

03Methods and evidence

How participation records is modelled, measured and tested.

The model, its assumptions, its data and its uncertainty, in the form a scientist or engineer would check. Structures follow published methods. The values drawn are illustrative, not findings.

Datasets and provenance

The data classes behind participation records and what is recorded about each before it is used.

Data classProvenance recordedResolution statedLicence checked
Satellite imagery, optical and radarsensor, processing level, acquisition datepixel size and revisitper scene
Reanalysis and climate model outputmodel, experiment, member, versiongrid and time stepper release
In-situ sensors and gaugesstation, instrument, calibration recordpoint and sampling rateper network
Population and asset exposuremethod, vintage, input sourcescell size and unitper release
Boundaries and reference geographyproducer, edition, datescaleper edition
Lineage
W3C PROV record from source to figure
Principles
FAIR: findable, accessible, interoperable, reusable
Gaps
shown as missing, never filled silently
Data classes and the provenance fields recorded for each; a dataset is listed by name only once its licence admits the use.
FAIR guiding principles · GO FAIR and FORCE11W3C PROV · World Wide Web ConsortiumGuidance on consistent treatment of uncertainties · IPCCCEOS Analysis Ready Data · Committee on Earth Observation Satellites
04In the five domains

Participation records show who took part in each domain’s work, and nothing more.

05Indicators

What is measured, and how well.

Each indicator carries its unit, its cadence, the kind of source behind it and the evidence label a value would carry. No values are shown: a programme supplies them under its own authority.

IndicatorUnitCadenceSource typeLabel
Participation records with a current consent statusshare of records naming a personmonthlyConsent registerDECLARED
Records with consent scope statedshare of records naming a personmonthlySchema validationOBSERVED
Contributors with a persistent identifiershare of contributorsmonthlyIdentifier linkageOBSERVED
Contributions described with CRediT rolesshare of contributionsper outputContributor metadataDECLARED
Records with a stated programme boundaryshare of participation recordsquarterlySchema validationOBSERVED
Withdrawal requests completed within the policy periodshare of requestsquarterlyCase recordsOBSERVED
Attribution disputes raisedcountquarterlyIntegrity office recordsREPORTED
06Sources

Where the evidence comes from.

Named public datasets and institutional records, each with its licence class. Sources by agreement are used only under their terms and never republished.

SourceWhat it givesLicence class
CRediT, Contributor Roles Taxonomy (ANSI/NISO Z39.104)Standard roles describing each contributor’s part in a research outputOpen standard, free to use
ORCID registryPersistent identifiers and consent-based connections between researchers and their recordsCC0 for the public data file
ROR (Research Organization Registry)Identifiers for partner organisations and their relationshipsCC0
W3C Data Privacy Vocabulary (DPV)Terms for purposes, legal bases, consent states and processing operationsW3C community licence, free to use
GA4GH Data Use OntologyMachine-readable terms for consent-based conditions on data useOpen ontology, attribution
ICMJE recommendationsCriteria for authorship and for acknowledging non-author contributorsFree to read
07Decisions

Who decides, and what the evidence serves.

Registry prepares evidence. The decisions below are taken by the authorities named, under their own rules, and never by the platform.

Who decidesThe questionEvidence this page serves
Research ethics boardsWhether consent covers the proposed listing, reuse or disclosure of participantsRecorded consent scope, its date and the uses each record supports
Data protection officersWhether a lawful basis exists for processing and publishing personal data in a recordPurpose, legal basis, retention and withdrawal history for each record
Journal editors and research integrity officesHow to resolve an authorship or attribution disputeContributor roles, identifiers and the history of changes to the contributor list
Programme stewardsWho may be listed as a partner, member or contributor, and in what capacitySigned participation terms and the stated boundary of each role

Outputs this topic produces

  • Participation views showing each named party’s role, identifier and programme boundary
  • Consent status and scope recorded beside every personal name
  • A withdrawal route listing the records and known copies it reaches
  • Contributor role records using CRediT terms where they apply
08Core questions

What experts ask about participation records.

  • What consent is needed before a person or institution is named, and how is it withdrawn?
  • How should roles be described so that credit is accurate and comparable?
  • How can recognition be given without creating a credential or an employment record?
  • How much personal data does a participation record need?
  • How are institutional names protected from implied endorsement?
09Mechanisms

Where participation records go wrong.

Contribution records fail in predictable ways. Gift and honorary authorship overstate some contributions, while data collectors, community researchers and technical staff are often left out. Lists of participating institutions are read as partnerships or endorsements. Records collected for one purpose are reused for another without consent. Research communities have responded with contributor-role taxonomies that describe what each person actually did, and with persistent identifiers that people control themselves.

Data protection law and research ethics add a further rule: collect only what the purpose requires. Methods from digital identity and public digital systems show how a person can be identified reliably while disclosing as little as possible.

10Methods and limits

How the Registry approaches it.

  1. 01

    Consent first

    A person or institution is named only as they agreed, for the purpose they agreed, and consent can be withdrawn.

  2. 02

    Described roles

    Roles follow a published vocabulary of contribution types, never titles that imply authority.

  3. 03

    Minimal data

    Records hold the least personal data needed, and protected details stay out of public views.

  4. 04

    Limits

    A participation record is not a licence, a qualification, an appointment or an employment record. Self-reported roles can be inaccurate, and recognition norms differ between disciplines and cultures.

11Methods

How it is studied, and what the methods cannot say.

  1. Digital identity and public digital systemsIssuer authentication and authority · Contributor disambiguation by the personApplied here
  2. Data engineering, interoperability and stewardshipSchema-validated ingestion · Persistent identifier reconciliation · Lineage capture in pipelinesApplied here
  3. Cybersecurity and cryptographyTamper-evident record history · Signed exports and releases · Threat modelling of edit pathsApplied here
12Where this page’s references

Where this page’s references lead.

The bodies and documents this page is read against. Status and editions change; each link goes to the issuing body.

13Questions

Questions and answers.

Can I be listed without my consent?
A person should not be named in a public participation record without a lawful basis, usually consent. Where another basis applies, such as published authorship, that basis is recorded beside the name.
What happens when I withdraw consent?
The record is updated or removed under the programme’s terms, the withdrawal is logged without restating the withdrawn details, and known downstream recipients are notified.
Why use CRediT roles rather than a plain contributor list?
Because a list does not say who did what. Standard roles let credit and responsibility be read precisely, and they travel with the record into registration metadata.
Does being listed as a partner mean endorsement?
No. A partner record states a defined role within a stated boundary. It does not imply endorsement of the whole programme unless the partner has recorded one explicitly.
Does a participation record make me a member or an employee?
No. It records a consented contribution or role within a programme’s boundaries, and nothing more.
Can I ask to be removed?
Yes. You can withdraw consent to be named in public views. See rights and disclosure and the Registry’s rights page.
Is an institution named in a record a partner?
Only if a current agreement says so and the institution has given permission. A listing alone never implies partnership or endorsement.
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